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Evercore Inc. — Director's Dealing 2011
Feb 2, 2011
30471_dirs_2011-02-02_d48f94a3-aa24-4e5f-8edb-b21ba72344b8.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Evercore Partners Inc. (EVR)
CIK: 0001360901
Period of Report: 2010-12-31
Reporting Person: Altman Roger C (Director, Executive Chairman and Co-CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-05 | Partnership units of Evercore LP | $ | G | 17500 | Disposed | Shares of Class A common stock, par value $0.01 per share (17500) | Direct | |
| 2010-04-22 | Partnership units of Evercore LP | $ | G | 7800 | Disposed | Shares of Class A common stock, par value $0.01 per share (7800) | Direct | |
| 2010-05-06 | Partnership units of Evercore LP | $ | G | 6400 | Disposed | Shares of Class A common stock, par value $0.01 per share (6400) | Direct | |
| 2010-09-03 | Partnership units of Evercore LP | $ | G | 9000 | Disposed | Shares of Class A common stock, par value $0.01 per share (9000) | Direct | |
| 2010-11-02 | Partnership units of Evercore LP | $ | G | 8750 | Disposed | Shares of Class A common stock, par value $0.01 per share (8750) | Direct | |
| 2010-12-13 | Partnership units of Evercore LP | $ | G | 11200 | Disposed | Shares of Class A common stock, par value $0.01 per share (11200) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Partnership units of Evercore LP | $ | Shares of Class A common stock, par value $0.01 per share (1000649) | 1000649 | Indirect |
Footnotes
F1: Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Partners Inc. Class A common stock, subject to customary conversion rate adjustments for stock dividends and reclassifications.
F2: Mr. Altman has made a bona fide gift of these Evercore LP partnership units to the Altman Kazickas Foundation, a not-for-profit institution.
F3: Mr. Altman has made a bona fide gift of these Evercore LP partnership units to an unaffiliated not-for-profit institution.
F4: These Evercore LP units are held in trust for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these partnership units, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these partnership units for the purposes of Section 16 or any other purpose.