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Evercore Inc. — Director's Dealing 2011
Mar 14, 2011
30471_dirs_2011-03-14_516ba604-95b8-4fba-885b-2a3306aa1ca3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Evercore Partners Inc. (EVR)
CIK: 0001360901
Period of Report: 2011-03-11
Reporting Person: ASPE PEDRO (Director, Co-Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-11 | Shares of Class A common stock, par value $0.01 per share | A | 107 | — | Acquired | 99230 | Direct |
| 2011-03-11 | Shares of Class A common stock, par value $0.01 per share | A | 123 | — | Acquired | 99353 | Direct |
| 2011-03-11 | Shares of Class A common stock, par value $0.01 per share | A | 67 | — | Acquired | 99420 | Direct |
| 2011-03-11 | Shares of Class A common stock, par value $0.01 per share | A | 81 | — | Acquired | 99501 | Direct |
| 2011-03-11 | Shares of Class A common stock, par value $0.01 per share | A | 9 | — | Acquired | 99510 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Shares of Class B common stock, par value $0.01 per share | 1 | Direct |
| Shares of Class B common stock, par value $0.01 per share | 1 | Indirect |
Footnotes
F1: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 19,013 unvested underlying RSUs awarded on March 3, 2008. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on March 3, 2008.
F2: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 21,817 unvested underlying RSUs awarded on February 9, 2009. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 9, 2009.
F3: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 11,906 unvested underlying RSUs awarded on February 4, 2010. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 4, 2010.
F4: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 14,358 unvested underlying RSUs awarded on February 4, 2011. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 4, 2011.
F5: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 1,444 unvested underlying RSUs awarded on February 18, 2011. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 18, 2011.
F6: This share of Class B common stock is held in trust for the benefit of certain directors and employees of Protego. Mr. Aspe disclaims beneficial ownership of this share of Class B common stock for purposes of Section 16 or any other purpose.