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Evercore Inc. — Director's Dealing 2011
Dec 13, 2011
30471_dirs_2011-12-13_68c0e981-ba65-4b55-bf2c-5738f6898da4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Evercore Partners Inc. (EVR)
CIK: 0001360901
Period of Report: 2011-12-09
Reporting Person: Altman Roger C (Director, Excecutive Chairman and Co-CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-09 | Shares of Class A common stock, par value $0.01 per share | A | 290 | — | Acquired | 381708 | Direct |
| 2011-12-09 | Shares of Class A common stock, par value $0.01 per share | A | 1013 | — | Acquired | 382721 | Direct |
| 2011-12-09 | Shares of Class A common stock, par value $0.01 per share | A | 430 | — | Acquired | 383151 | Direct |
| 2011-12-09 | Shares of Class A common stock, par value $0.01 per share | A | 266 | — | Acquired | 383417 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Shares of Class B common stock, par value $0.01 per share | 1 | Direct |
| Shares of Class B common stock, par value $0.01 per share | 1 | Indirect |
Footnotes
F1: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 39,667 unvested underlying RSUs awarded on February 9, 2009. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 9, 2009.
F2: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 138,890 unvested underlying RSUs awarded on February 4, 2010. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 4, 2010.
F3: Shared of Class A common stock are dividend equivalents in the form of restricted stock units on 58,867 unvested underlying RSUs awarded on February 4, 2011. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 4, 2011.
F4: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 36,385 unvested underlying RSUs awarded on February 18, 2011. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 18, 2011.
F5: This share of Class B common stock is held in trust for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of this share of Class B common stock, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of this share of Class B common stock for the purposes of Section 16 or any other purpose.