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Evercore Inc. — Director's Dealing 2010
Sep 23, 2010
30471_dirs_2010-09-23_38466c5a-b010-4402-aa4c-2cb35c8fbfed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Evercore Partners Inc. (EVR)
CIK: 0001360901
Period of Report: 2010-09-21
Reporting Person: Altman Roger C (Director, Executive Chairman and Co-CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-09-21 | Partnership units of Evercore LP | $ | D | 152174 | Disposed | Shares of Class A common stock, par value $0.01 per share (152174) | Direct | |
| 2010-09-21 | Partnership units of Evercore LP | $ | D | 121739 | Disposed | Shares of Class A common stock, par value $0.01 per share (121739) | Indirect |
Footnotes
F1: Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Partners Inc. Class A common stock, subject to customary conversion rate adjustments for stock dividends and reclassifications.
F2: Reported sales price per partnership unit does not reflect expense reimbursement equal to $1.375 per partnership unit, which was deducted from the amount paid to Mr. Altman.
F3: These Evercore LP units are held in trust for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these partnership units and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these partnership units for the purposes of Section 16 or for any other purpose.