Eventbrite, Inc. — Director's Dealing 2018

Sep 27, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Eventbrite, Inc. (EB)
CIK: 0001475115
Period of Report: 2018-09-19

Reporting Person: Hartz Kevin (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-09-19	Class A Common Stock	M	391874	$0.00	Acquired	391874	Direct
2018-09-19	Class A Common Stock	F	391874	$23.00	Disposed	0	Direct
2018-09-24	Class A Common Stock	A	2447	$0.00	Acquired	2447	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-09-24	Common Stock	$	J	1000000	Disposed		Class B Common Stock (1000000)	Indirect
2018-09-24	Class B Common Stock	$	J	1000000	Acquired		Class A Common Stock (1000000)	Indirect
2018-09-24	Common Stock	$	J	3837734	Disposed		Class B Common Stock (3837734)	Indirect
2018-09-24	Class B Common Stock	$	J	3837734	Acquired		Class A Common Stock (3837734)	Indirect
2018-09-24	Common Stock	$	J	2627266	Disposed		Class B Common Stock (2627266)	Indirect
2018-09-24	Class B Common Stock	$	J	2627266	Acquired		Class A Common Stock (2627266)	Indirect
2018-09-24	Series A Convertible Preferred Stock	$	C	403259	Disposed		Common Stock (403259)	Indirect
2018-09-24	Series G Convertible Preferred Stock	$	C	30518	Disposed		Common Stock (32608)	Indirect
2018-09-24	Class B Common Stock	$	J	403259	Acquired		Class A Common Stock (403259)	Indirect
2018-09-24	Class B Common Stock	$	J	32608	Acquired		Class A Common Stock (32608)	Indirect
2018-09-24	Stock Option (Right to Buy)	$2.41	J	250000	Disposed	2023-02-27	Common Stock (250000)	Indirect
2018-09-24	Stock Option (Right to Buy)	$2.41	J	250000	Acquired	2023-02-27	Class B Common Stock (250000)	Indirect
2018-09-24	Stock Option (Right to Buy)	$6.65	J	75000	Disposed	2025-05-24	Common Stock (75000)	Indirect
2018-09-24	Stock Option (Right to Buy)	$6.65	J	75000	Acquired	2025-05-24	Class B Common Stock (75000)	Indirect
2018-09-24	Stock Option (Right to Buy)	$7.40	J	1552468	Disposed	2026-05-18	Common Stock (1552468)	Indirect
2018-09-24	Stock Option (Right to Buy)	$7.40	J	1552468	Acquired	2026-05-18	Class B Common Stock (1552468)	Indirect
2018-09-24	Stock Option (Right to Buy)	$13.72	J	2877468	Disposed	2028-07-23	Common Stock (2877468)	Indirect
2018-09-24	Stock Option (Right to Buy)	$13.72	J	2877468	Acquired	2028-07-23	Class B Common Stock (2877468)	Indirect
2018-09-24	Stock Option (Right to Buy)	$2.41	J	1250000	Disposed	2023-02-27	Common Stock (1250000)	Direct
2018-09-24	Stock Option (Right to Buy)	$2.41	J	1250000	Acquired	2023-02-27	Class B Common Stock (1250000)	Direct
2018-09-19	Restricted Stock Units	$	M	802900	Disposed	2024-12-31	Common Stock (802900)	Direct
2018-09-19	Common Stock	$	J	802900	Acquired		Common Stock (802900)	Direct
2018-09-19	Common Stock	$	M	391874	Disposed		Class A Common Stock (391874)	Direct
2018-09-24	Class B Common Stock	$	J	411026	Acquired		Class A Common Stock (411026)	Direct
2018-09-24	Stock Option (Right to Buy)	$23.00	A	5645	Acquired	2028-09-18	Class A Common Stock (5645)	Direct

Footnotes

F1: The restricted stock units (the "RSUs") convert into Class A common stock on a one-for-one basis.

F2: Represents shares that have been withheld by the Issuer to satisfy income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

F3: These shares represent restricted stock units (each, an "RSU"). Each RSU represents a contingent right to receive one share of Class A common stock. 100% of the RSUs vest on the earlier of (i) September 19, 2019 or (ii) the first annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service to the Issuer.

F4: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into common stock, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7.

F5: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date.

F6: Held by Julia Hartz, who is the Chief Executive Officer of the Issuer and the spouse of the Reporting Person, and as such may be deemed to be beneficially held by the Reporting Person.

F7: The shares are owned by the Kevin Earnest Hartz & Julia D. Hartz TTEES the Hartz Family Revocable Trust Dtd 12/4/08 of which the Reporting Person is a co-trustee.

F8: The shares are owned by The Hartz 2008 Irrevocable Trust, dated September 15, 2008 of which the Reporting Person is a co-trustee.

F9: Each share of Series A preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price.

F10: Each share of Series G preferred stock automatically converted into common stock on an approximately 1:1.0685 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price

F11: The stock option was immediately exercisable as of the date of grant subject to a repurchase right in favor of the company and vested in 48 equal monthly installments from February 13, 2013 through February 13, 2017.

F12: The stock option was immediately exercisable as of the date of grant subject to a repurchase right in favor of the company and vests in 48 equal monthly installments from May 1, 2015 through May 1, 2019, subject to Ms. Hartz's continued service to the Issuer.

F13: The stock option was immediately exercisable as of the date of grant subject to a repurchase right in favor of the company and vests in 48 equal monthly installments from May 19, 2016 through May 19, 2020, subject to Ms. Hartz's continued service to the Issuer.

F14: The stock option vests and becomes exercisable in 48 equal monthly installments from May 31, 2018 through May 31, 2022, subject to Ms. Hartz's continued service to the Issuer.

F15: The RSUs vested and settled immediately upon effectiveness of the Issuer's registration statement on Form S-1.

F16: Each restricted stock unit ("RSU") is convertible into one share of Class B common stock.

F17: 100% of shares underlying the stock option vest and become exercisable on the earlier of (i) September 19, 2019 or (ii) the first annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service to the Issuer.