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EV RESOURCES LTD — Regulatory Filings 2013
Oct 6, 2013
64887_rns_2013-10-06_b3cda044-7f40-4f76-8224-c14d9c9850b9.pdf
Regulatory Filings
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Form 605 Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holder
| To Company Name/Scheme | South East Asia Resources Limited | ||
|---|---|---|---|
| ACN/ARSN | 009 144 503 | ||
| 1. Details of substantial holder (1) | |||
| Name | PA Broad Opportunity IV Limited | ||
| ACN/ARSN (if applicable) | Not applicable 1000000000000000000000000000000000000 |
||
| The holder ceased to be a substantial holder on | / 10 / 2013 3. |
||
| The previous notice was given to the company on | 18 / 9 / 2013 | ||
| The previous notice was dated | 18 / 9 / 2013 |
- Changes in relevant interests
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Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of
the company or scheme, since the substantial holder was last required
| Date of change |
Person whose relevant interest changed |
Nature of change (4) | Class (6) and number of securities affected |
Person's votes affected |
||
|---|---|---|---|---|---|---|
| 30 September 2013 |
PA Broad Opportunity IV Limited |
Sale of securities of which PA Broad Opportunity IV Limited is the registered holder. |
\$26,301.60 | 1,300,000 ordinary shares (fully paid) |
1,300,000 | |
| 30. September 2013 |
Pacific Alliance Asia Opportunity Fund L.P. |
Sale by PA Board Opportunity IV Limited of securities in which Pacific Alliance Asia Opportunity Fund L.P. was taken under section 608(3) of the Corporations Act to have a relevant interest. |
\$26,301.60 | 1,300,000 ordinary shares (fully paid) |
1,300,000 | |
| 30 September 2013 |
Pacific Alliance Group Asset Management Limited (in its capacity as general partner of Pacific Alliance Asia Opportunity Fund L.P. |
Sale by PA Board Opportunity IV Limited of securities in which Pacific Alliance Group Asset Management Limited was taken under section 608(3) of the Corporations Act to have a relevant interest. |
\$26,301.60 | 1.300.000 ordinary shares (fully paid) |
1,300,000 | |
| 3 October 2013 |
PA Broad Opportunity IV. Limited |
Sale of securities of which PA Broad Opportunity IV Limited is the registered holder. |
\$57,000.00 | 2,850,000 ordinary shares (fully paid) |
2,850,000 | |
| 3 October 2013 |
Pacific Alliance Asia Opportunity Fund LP. |
Sale by PA Board Opportunity IV Limited of securities in which Pacific Alliance Asia Opportunity Fund L.P. was taken under section 608(3) of the Corporations Act to have a relevant interest. |
\$57,000.00 | 2,850,000 ordinary shares (fully paid) |
2,850,000 | |
| 3 October 2013 |
Pacific Alliance Group Asset Management Limited (in its capacity as general |
Sale by PA Board Opportunity IV Limited of securities in which Pacific Alliance Group Asset Management Limited was taken under section 608(3) of the Corporations Act to have a relevant |
\$57,000.00 | 2,850,000 ordinary shares (fully paid) |
2,850,000 |
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||
|---|---|---|---|---|---|
| partner of Pacific | interest. | ||||
| Alliance Asia | |||||
| Opportunity Fund | |||||
| L.P. | |||||
| ___ | --- | _________ |
- Changes in association
∕ The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the
substantial holder in relation to voting interests in the company or scheme are as
| Name and ACN/ARSN (if applicable) |
$\cdots$ $-$ and the property the communication of the communication COLLEGE Nature of association |
|||
|---|---|---|---|---|
| $ -$ List Construction of the Construction |
. | |||
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4. Addresses
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The addresses of persons named in this form are:
| Name | Address |
|---|---|
| PA Broad Opportunity IV Limited | Commence Chambers, P.O. Box 2208, Road Town, Tortola, British Virgin Islands |
| Pacific Alliance Asia Opportunity | P.O. Box 472, 2 nd Floor, Harbour Place, 103 South Church Street, George Town, Grand Cayman |
| Fund L.P. | KYI-1106 |
| Pacifica Alliance Group Asset | P.O. Box 472, 2 nd Floor, Harbour Place, 103 South Church Street, George Town, Grand Cayman |
| Management Limited | KYI-1106 |
| Signature | print name | PA Broad Opportunity IV Limited | capacity | ||
|---|---|---|---|---|---|
| sign here the contract of the con- |
For and on behal t of the Second Second PAX Secretaries Limited |
date | 7/10/2013 | ||
| . . Anthorized Signature(s) |
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the $(1)$ manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(2)$
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(3)$
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$(4)$ Include details of:
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- (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- $(b)$ any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired $(S)$ has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
The voting shares of a company constitute one class unless divided into separate classes. $(6)$
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(7)$
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