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EV RESOURCES LTD Regulatory Filings 2013

Oct 6, 2013

64887_rns_2013-10-06_b3cda044-7f40-4f76-8224-c14d9c9850b9.pdf

Regulatory Filings

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;61 3 9288 0666

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Form 605 Corporations Act 2001 Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme South East Asia Resources Limited
ACN/ARSN 009 144 503
1. Details of substantial holder (1)
Name PA Broad Opportunity IV Limited
ACN/ARSN (if applicable) Not applicable
1000000000000000000000000000000000000
The holder ceased to be a substantial holder on / 10 / 2013
3.
The previous notice was given to the company on 18 / 9 / 2013
The previous notice was dated 18 / 9 / 2013
  1. Changes in relevant interests

$07 - 10 - 13$ ; 18:23

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7

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of
the company or scheme, since the substantial holder was last required

Date of
change
Person whose
relevant interest
changed
Nature of change (4) Class (6) and
number of
securities
affected
Person's votes
affected
30
September
2013
PA Broad
Opportunity IV
Limited
Sale of securities of which PA Broad
Opportunity IV Limited is the registered
holder.
\$26,301.60 1,300,000
ordinary shares
(fully paid)
1,300,000
30.
September
2013
Pacific Alliance Asia
Opportunity Fund
L.P.
Sale by PA Board Opportunity IV Limited
of securities in which Pacific Alliance
Asia Opportunity Fund L.P. was taken
under section 608(3) of the Corporations
Act to have a relevant interest.
\$26,301.60 1,300,000
ordinary shares
(fully paid)
1,300,000
30
September
2013
Pacific Alliance
Group Asset
Management
Limited (in its
capacity as general
partner of Pacific
Alliance Asia
Opportunity Fund
L.P.
Sale by PA Board Opportunity IV Limited
of securities in which Pacific Alliance
Group Asset Management Limited was
taken under section 608(3) of the
Corporations Act to have a relevant
interest.
\$26,301.60 1.300.000
ordinary shares
(fully paid)
1,300,000
3 October
2013
PA Broad
Opportunity IV.
Limited
Sale of securities of which PA Broad
Opportunity IV Limited is the registered
holder.
\$57,000.00 2,850,000
ordinary shares
(fully paid)
2,850,000
3 October
2013
Pacific Alliance Asia
Opportunity Fund
LP.
Sale by PA Board Opportunity IV Limited
of securities in which Pacific Alliance
Asia Opportunity Fund L.P. was taken
under section 608(3) of the Corporations
Act to have a relevant interest.
\$57,000.00 2,850,000
ordinary shares
(fully paid)
2,850,000
3 October
2013
Pacific Alliance
Group Asset
Management
Limited (in its
capacity as general
Sale by PA Board Opportunity IV Limited
of securities in which Pacific Alliance
Group Asset Management Limited was
taken under section 608(3) of the
Corporations Act to have a relevant
\$57,000.00 2,850,000
ordinary shares
(fully paid)
2,850,000

[6067112, 11680142_1]

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partner of Pacific interest.
Alliance Asia
Opportunity Fund
L.P.
___ --- _________
  1. Changes in association

∕ The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the
substantial holder in relation to voting interests in the company or scheme are as

Name and ACN/ARSN (if
applicable)
$\cdots$ $-$
and the property
the communication of the communication
COLLEGE
Nature of association
$ -$
List Construction of the Construction
.
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4. Addresses

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The addresses of persons named in this form are:

Name Address
PA Broad Opportunity IV Limited Commence Chambers, P.O. Box 2208, Road Town, Tortola, British Virgin Islands
Pacific Alliance Asia Opportunity P.O. Box 472, 2 nd Floor, Harbour Place, 103 South Church Street, George Town, Grand Cayman
Fund L.P. KYI-1106
Pacifica Alliance Group Asset P.O. Box 472, 2 nd Floor, Harbour Place, 103 South Church Street, George Town, Grand Cayman
Management Limited KYI-1106
Signature print name PA Broad Opportunity IV Limited capacity
sign here
the contract of the con-
For and on behal t of the Second Second
PAX Secretaries Limited
date 7/10/2013
.
.
Anthorized Signature(s)
  • If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the $(1)$ manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
  • See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(2)$
  • See the definition of "associate" in section 9 of the Corporations Act 2001. $(3)$

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$(4)$ Include details of:

10-13;18:23

  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
  • $(b)$ any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired $(S)$ has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

The voting shares of a company constitute one class unless divided into separate classes. $(6)$

Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(7)$

3 9288 0666

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