Regulatory Filings • Aug 7, 2012
Regulatory Filings
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The submission of Form 1 shall be provisional. Formal application will only be deemed to be made when a Prospectus relating to the securities to be admitted to trading has been approved and published. All applications are subject to the Admission and Disclosure Standards ("the Standards").
For new issues this form must arrive no iater than 10 business days prior to the consideration of the application for admission to trading and for further issues no later than 2 business days prior to the consideration of the application for admission to trading.
The form should be submitted to Market Operations at the London Stock Exchange either by fax on +44 (0)20 7920 4607 or by email to [email protected] if you require assistance, please call Market Operations on +44 (0)20 7797 4310
| Application to be considered on (date): | 7 August 2012 |
|---|---|
| Dealings expected to commence on $(data)$ : |
8 August 2012 |
hereby applies for the following securities to be admitted to trading on the London Stock Exchange or for the purposes of MTN Programmes only:
hereby applies to establish a programme on the London Stock Exchange for the issuance of debt securities. Application for admission to trading on the London Stock Exchange of debt securities issued under the programme will be deemed to take effect only on submission of a pricing supplement for a specific issue of debt securities under the programme.
(Example 30,000,000 ordinary shares of 20 ponce each fully paid. Where the securities are to be issued under an issuance programme, please give a description of the programme and the maximum emount of securities that may be admitted to trading at any one time)
EUR 1,500,000,000 Fixed Rate Guaranteed Instruments due 8 November 2012
a.TIDM of each security for which this application is being made: N/A
Type of issue for which application is being made:
(Example Bonus, Rights, Placing, Open Offer, Block listing, Eurobond, MTN Programme, Warrants)
Eurobond issued under a debt issuance programme, guaranteed by The Hellenic Republic
By troking this box you are confirming that you meet the criteria and requirements of the market to which you are applying
| Main Market | ⊠ | Professional Securities Market | |
|---|---|---|---|
| Specialist Fund Market | Other $\Box$ | ||
| Premium | |||
| Standard |
3.
| ondon Stock Exchange |
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|---|---|---|---|---|---|---|
| а. b. |
with each other? with an existing class of security? |
YES: YES: |
NO: NO: |
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| identical? | ** If you answered NO to either question how do the securities differ and when will they become | |||||
| New issue of Instruments. The Instruments will not be identical to any other existing class of security. | ||||||
| New Issues: This section only requires completion if the application is for a new issue, this information may be published in the New Issues List section on the Exchange's website. Greece Country of incorporation: 6. |
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| 7. | Home EEA competent authority for listing: | N/A | ||||
| а. | Will the securities also be admitted to the FSA's Official List? |
YES: | ΙØ | NO: | ||
| b. | If appropriate, has the "passport" been lodged with the UKLA? If so, please attach a copy, |
YES: | NO. | Ι× | ||
| 8. | Expected size of offer (Em): | EUR 1,500,000,000 | ||||
| 9. | ΝA Expected market cap. post issue (£m): |
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| 10. | N/A Expected percentage of Free Float for this security post issue: |
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| 11. | Preferred trading currency / currencies: Euro | |||||
| 12. | ISIN Number/s and TIDM/s: | XS0814879283 | ||||
| 13. | Euroclear and Clearstream, Luxembourg Default place of settlement (system): |
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| 14. | issuer details: | |||||
| а. | Website address: | http://www.eurobank.gr | ||||
| ь. | Contact name: | Julia Zavakou | ||||
| C. | Job title: | Co-Head of Funding Origination | ||||
| d. | Telephone number: | +30 (210) 371 8902 | ||||
| e. | [email protected] Emall address: |
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| 15. | Invoicing-Value Added Tax (VAT) |
a. Country of Principal Place of Business (PPB): $\sqrt{3}$ Greece
| NB PPB is usually the head office, headquarters or 'seat' from which business is run $\overline{1}$
| London Stock Exchange |
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|---|---|---|---|---|
| b. | Is the issuer registered for VAT in the UK? | YES. | ∖⊠ NO. |
|
| с. | is the issuer registered for VAT in another $EC$ country? |
YES: | NO. ÞХ |
|
| d. | If YES, please confirm EC VAT registration number: | 094014250 | ||
| admission and ennual lees. | NB: Where PPB is an EC country (excluding UK) - Failure to provide a valid EC VAT registration number will result in UK VAT being charged on | |||
| 16. | Brief description of business / fund type: |
N/A | ||
| 17. | Fiscal year end: | 31 December | ||
| Sponsor/ Lead manager / Adviser (if applicable): 18. |
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| Contact name: Э. |
N/A | |||
| Telephone Number: b. |
N/A | |||
| Email address: c. |
N/A | |||
| 19. | Corporate Broker: | N/A | ||
| 20. | Confirmed Market Makers: | N/A | ||
| At least one market maker is required if the security is to be traded on a segment with mandalory market maker requirements | ||||
| 21. | Financial PR advisors: | N/A | ||
| 22. | Address at which admission document will be available: | |||
| N/A | ||||
| 23. | Date available: | N/A | ||
| Debt Issues: | ||||
| 24. | Date of issue of certificates (or where relevant definitive bearer securities) for which | |||
| application to trading is sought. | Not Applicable. The Instruments will be issued in global bearer | |||
| form | ||||
| 25. | Please indicate whether the certificates are in registered or bearer form; | |||
| Bearer only | ||||
| 26. | MTN Programmes: | Establish | Update | |
| N/A | N/A | |||
| 27. Please tick the box that best describes the security for which admission is sought. (more then one box may be appropriate in some cases) |
Floating rate Preference shares Exchangeable/Convertible Retail offer Inflation Linked Any other Linked. Loan Participation. Credii Linked Notes Assei Backed Extendable Commercial paper |
Step up up/Down Guaranteeo Debenturas Eurobonds Warrants Collateralised Debt Obligation Zero coupon Covered Shan`ah Compliant Mongage Backed |
We have read and acknowledge our obligations under the steooercs. Accordingly we declare mat
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| Signed: | I | |
|---|---|---|
| Job Title: t= | ::'snagelS FnkjQ~1 |
Signed by a duly authorised officer (e.g. Director) for and on behalf of:
Name of Issuer: [Eurobank Ergasias S.A.
Please ensure that aI/sections where applicable on !hIs fonn have been completed. Failure to do so may cause delays in admIssion.
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