Registration Form • Dec 18, 2013
Registration Form
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The submission of Form 1 shall be provisional. Formal application will only be deemed to be made when a Prospectus relating to the securities to be admitted to trading has been approved and published. All applications are subject to the Admission and Disclosure Standards ("the Standards").
For new issues this form must arrive no later than 10 business days prior to the consideration of the application for admission to trading and for further issues no later than 2 business days prior to the consideration of the application for admission to trading.
The form should be submitted to Market Operations at the London Stock Exchange either by fax on +44 (0)20 7920 4607 or by email to [email protected] If you require assistance, please call Market Operations on +44 (0)20 7797 4310
| Application to be considered on (date): | 18 December 2013 |
|---|---|
| Dealings expected to commence on (date): |
19 December 2013 |
| Full legal name of issuer: | Eurobank Ergasias S.A. |
hereby applies for the following securities to be admitted to trading on the London Stock Exchange or for the purposes of MTN Programmes only:
hereby applies to establish a programme on the London Stock Exchange for the issuance of debt securities. Application for admission to trading on the London Stock Exchange of debt securities issued under the programme will be deemed to take effect only on submission of a pricing supplement for a specific issue of debt securities under the programme.
Amount and full description of each class of security for which application is now $2.$
correspondence.
(Example: 30,000,000 ordinary shares of 20 pence each fully paid. Where the securities are to be issued under an issuarice
programme, please give a description of the programme and the maximum amount of sec
EUR 4,280,000,000 Floating Rate Guaranteed Instruments due December 2015
a. TIDM of each security for which this application is being made: NIA
Type of issue for which application is being made:
(Example: Bonus, Rights, Placing, Open Offer, Block listing, Eurobond, MTN Programme, Warrants) $3.$
Eurobond issued under a debt issuance programme, guaranteed by The Hellenic Republic
Market to which admission is sought. $\boldsymbol{A}$
By ticking this box you are confirming that you meet the criteria and requirements of the market to which you are applying.
| Main Market | ⊠ | Professional Securities Market |
Specialist Fund Market |
Other | سمعا |
|---|---|---|---|---|---|
| Premium | يسيبيه | ||||
| Standard |
Are the securities for which application is now made identical in all respects** 5.
| YES: NO: with each other? a. NO: YES: with an existing class of security? b. ** If you answered NO to either question how do the securities differ and when will they become identical? |
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|---|---|---|---|---|---|
| of security. | New issue of Instruments. The Instruments will not be identical to any other existing class | ||||
| New Issues: This section only requires completion if the application is for a new issue, this | |||||
| information may be published in the New Issues List section on the Exchange's website. Country of incorporation: Greece 6. |
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| N/A 7. Home EEA competent authority for listing: |
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| YES: NO: Will the securities also be admitted to the ΙX á. FSA's Official List? |
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| b. If appropriate, has the "passport" been YES: NO: ⊠ lodged with the UKLA? If so, please attach a copy. |
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| Expected size of offer (£m): EUR 4, 280, 000, 000 8. |
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| 9. Expected market cap. post issue (£m): N/A |
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| Expected percentage of Free Float for N/A this security post issue: |
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| 11. Preferred trading currency / currencies: Euro |
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| ISIN Number/s and TIDM/s: 12. XS1005221442 |
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| Euroclear and Clearstream, Luxembourg 13. Default place of settlement (system): |
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| 14. Issuer details: |
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| Website address: http://www.eurobank.gr a. |
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| b. Contact name: Jovana Radomir |
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| Job title: c. Funding & Origination |
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| Telephone number: d. +30 (210) 371 8907 |
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| Email address: e. [email protected] |
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| 15. Invoicing-Value Added Tax (VAT) |
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| The following information is required in order to comply with the EC Invoicing Directive (2001/115/EC) and to ensure that VAT is charged in accordance with EC law: |
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$\ddot{\phantom{a}}$
ASS London
| London Stock Exchange |
|
|---|---|
| -- | -------------------------- |
| NB: PPB is usually the head office, headquarters or 'seat' from which business is run. | |||||
|---|---|---|---|---|---|
| b. Is the Issuer registered for VAT in the UK? | YES: | NO: | ⋈ | ||
| c. | is the Issuer registered for VAT in another EC country? |
YES: | ⊠ | NO: | |
| d. If YES, please confirm EC VAT registration number: | 094014250 | ||||
| n und communication of the communication of the communication and COMAT containing number will consilied the VAT holder chorood ch |
NB: Where PPB is an EC country (excluding UK) – Failure to provide a valid EC VAT registration number will result in UK VAT being charged on
admission and annual fees.
| 16. | Brief description of business / fund type: |
N/A | |||
|---|---|---|---|---|---|
| 17. | 31 December Fiscal year end: |
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| 18. | Sponsor/ Lead manager / Adviser (if applicable): | ||||
| Contact name: а. |
N/A | ||||
| Telephone Number: b. |
N/A | ||||
| Email address: c. |
N/A | ||||
| 19. | Corporate Broker: | N/A | |||
| 20. | Confirmed Market Makers: | $N/\Lambda$ | |||
| At least one market maker is required if the security is to be traded on a segment with mandatory market maker requirements | |||||
| 21. | Financial PR advisors: N/A |
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| 22. | Address at which admission document will be available: | ||||
| N/A | |||||
| 23. | Date available: | N/A | |||
| Debt Issues: | |||||
| 24. | application to trading is sought. | Date of issue of certificates (or where relevant definitive bearer securities) for which | |||
| Not Applicable. The Instruments will be issued in global bearer form. |
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| 25. | Please indicate whether the certificates are in registered or bearer form: | ||||
| Bearer only | |||||
| 26. | MTN Programmes: | Update Establish |
October 2009
$\sim 10^7$
| 戀 | London |
|---|---|
| Stock Exchange |
| Floating rate | Step up up/Down | |
|---|---|---|
| Preference shares | Guaranteed | |
| Exchangeable/Convertible | Debentures | |
| Retail offer | Eurobonds. | |
| Inflation Linked | Marrante. | |
| Any other Linked | Collateralised Debt | |
| Loan Participation | Obligation | |
| Credit Linked Notes | Zero coupon | |
| Asset Backed | Covered | |
| Extendable | Shari'ah Compliant | |
| Commercial paper | Mortgage Backed |
18/12/2015/
We have read and acknowledge our obligations under the Standards. Accordingly we declare that:
We undertake to comply with the Standards as published by the London Stock Exchange from time to
| une. Signed: |
Print Name: |
Anastasios loannidia, Deputy General Manager |
|
|---|---|---|---|
| Job Title: | Date: | 18 December 2013 | |
| Signed by a duly authorised officer (e.g. Director) for and on behalf of: | |||
| Name of Issuer: | Eurobank Ergasias S.A. |
Please ensure that all sections where applicable on this form have been completed. Failure to do so may cause delays in admission.
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London Stock Exchange - Registered in England & Wales No 2076721. Registered office - 10 Paternoster Square, London EC4M 7LS
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