Registration Form • Nov 14, 2012
Registration Form
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Admission to the official list must be simultaneous with admission to trading on an RIE's market for listed securities. You will need to complete a separate application form to apply for trading on a RIE.
4 - Indicates a section that is mandatory for all applications. Sections that do not apply should be struck-through as necessary.
To: The FSA
Date: 13 November 2012
Eurobank Ergasias S.A. (the applicant) hereby applies for the securities described below to be admitted to the official list of the FSA.+
Amounts and descriptions of securities for which application is now being made (include distinctive numbers if any). Where the securities are to be issued under a programme, give a description of the programme and the maximum amount (if any) of securities which may be listed at any one time?:
EUR 2.344.000,000 Fixed Rate Guaranteed Instruments due 14 February 2013 (the "Instruments") issued under the applicant's EUR 20,000,000,000 Programme for the Issuance of Debt Instruments guaranteed by The Hellenic Republic
Where application is made for the listing of securities without a prospectus, we confirm that a prospectus is not required pursuant to the Financial Services and Markets Act (the "Act") for the reasons set out below (please ensure a sufficiently detailed explanation is given as to why the relevant exemptions apply):
| Public Offer (quote relevant sub-section of Prospectus Rule 1.2.2, or relevant part of S85 or S86 of the Act, or relevant part of Schedule 11A of the Act, and give the reason for the application of that exemption, or confirm the transaction falls outside of the scope of the definition of an offer as defined in the Prospectus Rules). |
By virtue of section $85(5)$ of the Act, section 85(1) of the Act does not apply to the categories of transferable securities listed in Schedule 11A of the Act. The Instruments are transferable securities unconditionally and irrevocably guaranteed by the government, or a local or regional authority, of an EEA State (Greece), for the purposes of paragraph 4 of Part 1 of Schedule 11A of the Act. |
|---|---|
| Admission to a regulated market (quote relevant part of S85 of the Act or the relevant sub-section of Prospectus Rule 1.2.3, or relevant part of Schedule 11A of the Act, and give the reason for the application of that exemption). |
By virtue of section 85(6) of the Act, section 85(2) of the Act does not apply to the categories of transferable securities listed in Schedule 11A of the Act. |
The Instruments are transferable securities unconditionally and irrevocably guaranteed by the government, or a local or regional authority, of an EEA State (Greece), for the purposes of paragraph 4 of Part 1 of Schedule 11A of the Act.
Furthermore we confirm that between the date of this application form and the date of admission we will not take any action that would otherwise require the publication of a prospectus in respect of the securities the subject of this application.
Where listing particulars would ordinarily be required in respect of the application but have not been prepared please confirm they are not required and the reason(s) why:
$N/A$
The ISIN code(s) for the security or securities to be admitted?:
XS0850078154
Type of issue for which application is being made: (for example: placing; rights issue; block listing; issuance programme)†:
Eurobond issued under an issuance programme, guaranteed by The Hellenic Republic
For issuance programme applications, please provide a primary contact(s) at the issuer for correspondence in relation to the programme for which admission is being sought:
| Name(s): | Julia Zavakou | |
|---|---|---|
| Position(s): | Co-Head of Funding Origination | |
| Email Address(es): | [email protected] | |
| Contact Telephone Number(s): | $+30(210)3718902$ |
Please confirm which set of standards are applicable to the securities for which application is being made:
Note: For new lines of securities please ensure that the relevant Listing Category has been discussed and agreed with Listing Transactions prior to submitting the application.
| Equity Commercial Companies | Equity Closed Ended Investment Funds |
|---|---|
| Equity Open Ended Investment Companies | ____ |
| Standard (Please tick the relevant box) | ||
|---|---|---|
| Shares | GDRs | |
| Debt | Х | Securitised Derivatives |
| MISC Securities |
Please specify on which UK market(s) the applicant has applied to have these securities traded†:
London Stock Exchange's Regulated Market (Main Market)
Please specify where else these securities are, or will be listed and whether the listing(s) are primary or secondary (if such a distinction is made);:
$N/A$
Which EEA State do you regard as your home member state for the purposes of the Transparency Directive (2004/109/EC)?:
Queries in relation to this question should be directed to the Company Monitoring Helpdesk on 020 7066 8333, option $4$
Greece
Account/Audit Information*
| Accounting Standards used by Issuer | International Financial Reporting Standards as adopted by the European Union |
|---|---|
| Auditing Standards used by Issuer | International Standards on Auditing |
| Series Number: | 17 |
|---|---|
| Issue Price: | 100 per cent. |
| Specified Denominations: | EUR 100,000 |
| Issue Date: | 14 November 2012 |
| Maturity Date: | 14 February 2013 |
| Form of Securities: | Bearer |
| Listing: | London Stock Exchange's Regulated Market (Main Market) |
| ISIN: | XS0850078154 |
*Where this information is already set out in some other document describing the issue (such as final terms) it is sufficient to simply attach that document.
We acknowledge our obligations arising under the listing rules and the legal implications of listing under the Act. Accordingly, we confirm that:
Fokion Karavias General Manager
SIGNED BY +
Director/company secretary/suitably experienced employee/duly authorised officer, for and on behalf of:
Eurobank Ergasias S.A.
| Application to be heard on†: | 13 November 2012 |
|---|---|
| Admission expected to be effective on * : 14 November 2012 |
| Name(s) of contact(s) at application. regarding the application†: |
Julia Zavakou (Eurobank Ergasias S.A.) |
|---|---|
| Telephone number(s) of contact(s) at applicant regarding the application?: |
$+30(210)3718902$ |
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