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ETSY INC — Director's Dealing 2022
Apr 5, 2022
30788_dirs_2022-04-05_84e3dcd7-3079-4319-bf9c-d068a2047d8c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ETSY INC (ETSY)
CIK: 0001370637
Period of Report: 2022-04-01
Reporting Person: SCOTT RYAN M. (Chief Marketing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-01 | Common Stock | M | 4749 | $0.00 | Acquired | 4749 | Direct |
| 2022-04-01 | Common Stock | F | 2426 | $127.05 | Disposed | 2323 | Direct |
| 2022-04-01 | Common Stock | M | 6147 | $0.00 | Acquired | 8470 | Direct |
| 2022-04-01 | Common Stock | S | 277 | $123.14 | Disposed | 8193 | Direct |
| 2022-04-01 | Common Stock | S | 826 | $124.71 | Disposed | 7367 | Direct |
| 2022-04-01 | Common Stock | S | 3154 | $125.95 | Disposed | 4213 | Direct |
| 2022-04-01 | Common Stock | S | 1354 | $127.19 | Disposed | 2859 | Direct |
| 2022-04-01 | Common Stock | S | 536 | $127.98 | Disposed | 2323 | Direct |
| 2022-04-05 | Common Stock | S | 358 | $130.63 | Disposed | 1965 | Direct |
| 2022-04-05 | Common Stock | S | 1090 | $131.84 | Disposed | 875 | Direct |
| 2022-04-05 | Common Stock | S | 187 | $132.71 | Disposed | 688 | Direct |
| 2022-04-05 | Common Stock | S | 412 | $134.09 | Disposed | 276 | Direct |
| 2022-04-05 | Common Stock | S | 276 | $135.82 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-04-01 | Restricted Stock Units | $ | M | 3601 | Disposed | Common Stock (3601) | Direct | |
| 2022-04-01 | Restricted Stock Units | $ | M | 1148 | Disposed | Common Stock (1148) | Direct | |
| 2022-04-01 | Employee Stock Option (Right to Buy) | $41.65 | M | 6147 | Disposed | 2030-03-15 | Common Stock (6147) | Direct |
Footnotes
F1: Shares of common stock acquired upon the vesting of restricted stock units.
F2: This transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units.
F3: This exercise and subsequent sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 8, 2020, as amended March 18, 2021.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.03 to $123.365, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.205 to $125.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.49 to $126.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.685 to $127.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.73 to $128.125, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.39 to $131.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.50 to $132.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.58 to $133.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.98 to $134.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.42 to $136.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14: Represents restricted stock units which correspond 1-for-1 with common stock.
F15: The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2020, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date.
F16: The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2021, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date.
F17: The stock options are exercisable in 8 equal semi-annual installments, beginning on October 1, 2020, provided the Reporting Person remains continuously employed on each vesting date.