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ETSY INC — Director's Dealing 2021
Apr 7, 2021
30788_dirs_2021-04-07_e2a04cf9-eb6e-4cae-91ee-0e8d39032a2f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ETSY INC (ETSY)
CIK: 0001370637
Period of Report: 2021-04-05
Reporting Person: Glaser Rachel C (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-05 | Common Stock | M | 13500 | $13.55 | Acquired | 42435 | Direct |
| 2021-04-05 | Common Stock | S | 3188 | $196.83 | Disposed | 39247 | Direct |
| 2021-04-05 | Common Stock | S | 3083 | $197.55 | Disposed | 36164 | Direct |
| 2021-04-05 | Common Stock | S | 1192 | $198.68 | Disposed | 34972 | Direct |
| 2021-04-05 | Common Stock | S | 3788 | $199.97 | Disposed | 31184 | Direct |
| 2021-04-05 | Common Stock | S | 1017 | $200.49 | Disposed | 30167 | Direct |
| 2021-04-05 | Common Stock | S | 165 | $201.98 | Disposed | 30002 | Direct |
| 2021-04-05 | Common Stock | S | 362 | $202.92 | Disposed | 29640 | Direct |
| 2021-04-05 | Common Stock | S | 177 | $204.03 | Disposed | 29463 | Direct |
| 2021-04-05 | Common Stock | S | 332 | $205.97 | Disposed | 29131 | Direct |
| 2021-04-05 | Common Stock | S | 157 | $208.77 | Disposed | 28974 | Direct |
| 2021-04-05 | Common Stock | S | 39 | $211.99 | Disposed | 28935 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-05 | Employee Stock Option (Right to Buy) | $13.55 | M | 13500 | Disposed | 2027-05-31 | Common Stock (13500) | Direct |
Footnotes
F1: This exercise and subsequent sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on March 2, 2021.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $196.28 to $197.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $197.27 to $197.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.30 to $199.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $199.22 to $200.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.30 to $200.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.82 to $202.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $205.46 to $206.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F9: The shares underlying the option exercised in this transaction were fully vested and exercisable. The remainder of the shares underlying the option continue to vest and become exercisable ratably on a monthly basis on the first day of each month through July 1, 2021, subject to the Reporting Person's continued service with the Issuer through each such date.