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ETSY INC — Director's Dealing 2021
Oct 5, 2021
30788_dirs_2021-10-05_3f94aef2-48b0-41e6-aba0-75682d9526f3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ETSY INC (ETSY)
CIK: 0001370637
Period of Report: 2021-10-01
Reporting Person: Fisher Michael T (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-01 | Common Stock | M | 9366 | $0.00 | Acquired | 24946 | Direct |
| 2021-10-01 | Common Stock | F | 5108 | $204.37 | Disposed | 19838 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-01 | Restricted Stock Units | $ | M | 2529 | Disposed | Common Stock (2529) | Direct | |
| 2021-10-01 | Restricted Stock Units | $ | M | 5402 | Disposed | Common Stock (5402) | Direct | |
| 2021-10-01 | Restricted Stock Units | $ | M | 1435 | Disposed | Common Stock (1435) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7663 | Indirect |
Footnotes
F1: Shares of common stock acquired upon the vesting of restricted stock units.
F2: This transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units.
F3: These shares are held by The Michael T. Fisher 2020 Irrevocable Trust (the "Trust") for the benefit of the Reporting Person's spouse. The Reporting Person's spouse is the trustee of the Trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4: Represents restricted stock units which correspond 1-for-1 with common stock.
F5: The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2019, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date.
F6: The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2020, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date.
F7: The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2021, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date.