AI assistant
ETSY INC — Director's Dealing 2021
Nov 9, 2021
30788_dirs_2021-11-09_91b8528e-3a4c-4988-a043-955d5e8d929e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ETSY INC (ETSY)
CIK: 0001370637
Period of Report: 2021-11-05
Reporting Person: MOSKOWITZ RAINA (Chief Ops,Strategy&Ppl Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-05 | Common Stock | M | 6733 | $30.32 | Acquired | 20354 | Direct |
| 2021-11-05 | Common Stock | M | 2385 | $69.89 | Acquired | 22739 | Direct |
| 2021-11-05 | Common Stock | S | 3300 | $260.12 | Disposed | 19439 | Direct |
| 2021-11-05 | Common Stock | S | 5118 | $261.94 | Disposed | 14321 | Direct |
| 2021-11-05 | Common Stock | S | 525 | $263.27 | Disposed | 13796 | Direct |
| 2021-11-05 | Common Stock | S | 175 | $264.09 | Disposed | 13621 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-05 | Employee Stock Option (Right to Buy) | $30.32 | M | 6733 | Disposed | 2028-04-30 | Common Stock (6733) | Direct |
| 2021-11-05 | Employee Stock Option (Right to Buy) | $69.89 | M | 2385 | Disposed | 2029-03-14 | Common Stock (2385) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $260.00 to $260.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.21 to $261.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $262.95 to $263.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $263.96 to $264.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The shares underlying the option exercised in this transaction were fully vested and exercisable. 25% of the total number of shares underlying the stock option granted on May 1, 2018 became exercisable on May 1, 2019, with the remainder exercisable in 36 equal monthly installments thereafter, provided the Reporting Person remains continuously employed on each vesting date.
F6: The shares underlying the option exercised in this transaction were fully vested and exercisable. The stock options become exercisable in 8 equal semi-annual installments, beginning on October 1, 2019, provided the Reporting Person remains continuously employed on each vesting date.