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Eton Pharmaceuticals, Inc. Director's Dealing 2021

May 5, 2021

32663_dirs_2021-05-05_95b3ccb1-408e-4314-9aab-c8aae7d68b96.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Eton Pharmaceuticals, Inc. (ETON)
CIK: 0001710340
Period of Report: 2021-05-03

Reporting Person: RIEDEL NORBERT G (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-03 Stock Option (Right to buy) $8.61 A 19655 Acquired 2031-05-03 Common Stock (19655) Direct

Footnotes

F1: The shares subject to the option shall vest on a quarterly basis over 12 months from the date of grant until fully vested and exercisable on May 3, 2022.