ETHZilla Corp — Declaration of Voting Results & Voting Rights Announcements 2018

Dec 27, 2018

8-K 1 f8k122118_kblmergercorp4.htm CURRENT REPORT

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

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FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): December 27, 2018 (December 21, 2018)

KBL MERGER CORP. IV

(Exact Name of Registrant as Specified in Charter)

Delaware	001-38105	81-3832378
(State or Other Jurisdiction of Incorporation)	(Commission File Number)	(IRS Employer Identification No.)

527 Stanton Christian Road Newark, DE 19713	19713
(Address of Principal Executive Offices)	(Zip Code)

Registrant’s telephone number, including area code: (302) 502-2727

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e 4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company x

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

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Item 5.07. Submission of Matters to a Vote of Security Holders.

On December 21, 2018, KBL Merger Corp. IV (the “Company”) held its 2018 annual meeting of stockholders (the “ Meeting ”). At the Meeting, stockholders (i) re-elected two directors to serve as Class I directors on the Company’s board of directors (“ Board ”) until the 2020 annual meeting of stockholders or until their successors are elected and qualified and (ii) ratified the selection by the Board of WithumSmith+Brown, PC (“ Withum ”) to serve as the Company’s independent registered public accounting firm for the year ending December 31, 2018.

Set forth below are the final voting results for each of the proposals:

Proposal No. 1 – Election of directors

Andrew Sherman and Sherrill Neff were re-elected to serve as Class I directors. The voting results were as follows:

Name	For	Withheld	Broker Non-Vote s
Andrew Sherman	6,909,654	54,980	2,198,684
Sherrill Neff	6,349,654	614,980	2,198,684

Proposal No. 2 – Ratification of independent registered public accounting firm

The stockholders ratified the selection of Withum to serve as the Company’s independent registered public accounting firm for the year ending December 31, 2018. The voting results were as follows:

For — 9,108,338	54,980	0

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

| KBL
MERGER CORP. IV | |
| --- | --- |
| By: | /s/
Marlene Krauss, M.D. |
| Name: | Marlene Krauss, M.D. |
| Title: | Chief Executive Officer |

Dated: December 27, 2018

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