ETHZilla Corp — Director's Dealing 2019

Mar 8, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KBL MERGER CORP. IV (KBLM)
CIK: 0001690080
Period of Report: 2019-03-06

Reporting Person: Polar Asset Management Partners Inc. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-03-06	Common Stock, par value $0.0001 per share	J	1743550	$10.30	Disposed	0	Indirect

Footnotes

F1: On March 5, 2019, KBL Merger Corp. IV (the "Issuer") held a special meeting of stockholders (the "Meeting"), as described in the Issuer's Current Report on 8-K filed with the SEC on March 8, 2019. At the Meeting, the stockholders approved an amendment to the Issuer's Charter, extending the date by which the Issuer must consummate its initial business combination and the date for cessation of the Issuer's operations if it has not completed an initial business combination (the "Extension Amendment Proposal"). In connection with the approval of the Extension Amendment Proposal, the Reporting Person (as defined below) redeemed all common shares of the Issuer held by the Polar Vehicles (as defined below).

F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.