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ETHZilla Corp — Director's Dealing 2019
Jun 7, 2019
33039_dirs_2019-06-07_f000841e-6208-47d8-8210-d9bf14cde5ea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KBL MERGER CORP. IV (KBLM)
CIK: 0001690080
Period of Report: 2019-06-05
Reporting Person: Weiss Asset Management LP (10% Owner)
Reporting Person: WEISS ANDREW M (10% Owner)
Reporting Person: WAM GP LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-05 | Common Stock, par value $0.0001 per share | J | 310000 | $10.42 | Disposed | 757860 | Indirect |
Footnotes
F1: Voluntary redemption to the issuer.
F2: The price is estimated based on the information in Form 8-K filed by the issuer on June 6, 2019.
F3: Shares reported herein represent shares beneficially owned by two private investment funds for which Weiss Asset Management LP serves as an investment manager. WAM GP LLC is the general partner of Weiss Asset Management LP and Andrew Weiss is the Managing Member of WAM GP LLC. All of Weiss Asset Management LP, WAM GP LLC, and Andrew Weiss disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest therein.