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ETHZilla Corp — Director's Dealing 2019
Sep 13, 2019
33039_dirs_2019-09-13_88cb71e9-7810-420a-a507-4211236775b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KBL MERGER CORP. IV (KBLM)
CIK: 0001690080
Period of Report: 2019-09-12
Reporting Person: OXFORD ASSET MANAGEMENT LLP (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-12 | Common stock, $0.0001 par value | S | 25260 | $10.5 | Disposed | 946222 | Indirect |
Footnotes
F1: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company ('OxAM'). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP ('OxFORD'), pursuant to which OxFORD serves as the investment adviserto OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.