ETHERSTACK PLC — Regulatory Filings 2020

Dec 23, 2020

604 page 1/2 15 July 2001

Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme Etherstack plc ACN/ARSN ARBN 156 640 532 1. Details of substantial holder(1) Name Peter Stephens ACN/ARSN (if applicable) There was a change in the interests of the substantial holder on 24 /12 /2020 The previous notice was given to the company on 1/7/2020 The previous notice was dated 1/7/2020

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)	Previous notice		Present notice
	Person’s votes	Voting power (5)	Person’s votes	Voting power (5)
CDIs over fully paid ordinary shares	17,322,587	14.42%	17,382,587	13.37%

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:

Date of	Person whose	Nature of	Consideration	Class and	Person’s votes
change	relevant interest	change (6)	given in relation to	number of	affected
	changed		change (7)	securities
				affected
26/82020	Peter Stephens	On Market Purchase	$43,835	60,000 CDIs over fully paid ordinary shares	60,000
		No change to the
		number of
24/12/2020	Peter Stephens	shares held however dilution of ownership percentage	Not applicable	17,382,587 CDIs over fully paid ordinary shares	17,382,587
		arising from
		issue ofshares

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder (8)	Nature of relevant interest (6)	Class and number of securities	Person’s votes
Peter Stephens	HSBC Nominees	Peter Stephens	Indirect ownership	16,092,264 CDIs over fully paid ordinary shares	16,092,264
Peter Stephens	Peter Stephens	Peter Stephens	Direct ownership	1,290,323 CDIs over fully paid ordinary shares	1,290,323

604 page 2/2 15 July 2001

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

604page2/2 15 July2001	604page2/2 15 July2001	604page2/2 15 July2001	604page2/2 15 July2001
5. Changes in association The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name andACN/ARSN(ifapplicable) Nature ofassociation 6. Addresses The addresses of persons named in this form are as follows: Name Address Peter Stephens The Manor House, Ropsley Road, Old Somerby Grantham, Lincs NG33 4AF, GBR Signature print name Mr Peter Stephens sign here date 24 / 12 / 2020
	Name		Address
	Peter Stephens		The Manor House, Ropsley Road, Old Somerby Grantham, Lincs NG33 4AF, GBR
	print name sign here
		date 24 / 12 / 2020