ETHERSTACK PLC — Regulatory Filings 2014

Jul 29, 2014

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Etherstack plc ARBN 156 640 532

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Peter Stephens
Date of last notice	11 July 2014

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
Date of change	29 July 2014
No. of securities held prior to change	Direct 205,000 fully paid ordinary shares 125,000 Options exercisable at£0.8 on or before 30 August 2016 250,000 Unlisted Convertible notes which may be converted into 142,858 fully paid ordinary shares at A$1.75 per share on or before 31 December 2015 Indirect 52,000 fully paid ordinary shares

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Class	Class	Class	Class	Class	Unlisted options exercisable at AUD$0.80 on or before 31 December 2018 Unlisted Convertible Notes which may be converted into fully paid ordinary shares at A$0.40 on or before 31 January 2016	Unlisted options exercisable at AUD$0.80 on or before 31 December 2018 Unlisted Convertible Notes which may be converted into fully paid ordinary shares at A$0.40 on or before 31 January 2016	Unlisted options exercisable at AUD$0.80 on or before 31 December 2018 Unlisted Convertible Notes which may be converted into fully paid ordinary shares at A$0.40 on or before 31 January 2016	Unlisted options exercisable at AUD$0.80 on or before 31 December 2018 Unlisted Convertible Notes which may be converted into fully paid ordinary shares at A$0.40 on or before 31 January 2016	Unlisted options exercisable at AUD$0.80 on or before 31 December 2018 Unlisted Convertible Notes which may be converted into fully paid ordinary shares at A$0.40 on or before 31 January 2016	Unlisted options exercisable at AUD$0.80 on or before 31 December 2018 Unlisted Convertible Notes which may be converted into fully paid ordinary shares at A$0.40 on or before 31 January 2016
Number acquired					125,000 Unlisted options exercisable at AUD$0.80 on or before 31 December 2018
					180,000 Unlisted Convertible Notes which Notes which may be converted into
					450,000 fully paid ordinary shares at A$0.40 on or before 31 January 2016
Numb	er disposed				nil
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	/Consideration f consideration is non-cash provide details and estim		ated		Unlisted options: no consideration
					Unlisted Convertible Notes: A$180,000 cash consideration
No. of securities held after change					Direct 205,000 fully paid ordinary shares
					125,0	00 Options exercisable			at£0.8 on or
					befo	re 30 August 2016
					120	00 O	ions exercis	ble	at AUD$080
					5, on o	p r befor	e 31 Decembe	r 20	. 18
					250,0 may	00 Un be con	listed Conver verted into	tibl 142	e notes which 858 fully paid
					ordi	nary sh	ares at A$1.7	, 5 pe	r share on or
					befo	re 31 De	cember 2015	.
					180,0	00 Unl	isted Conver	tibl	e Notes which
					Note	s whi	ch may be	co	nverted into
					450, A$0	000 fu 0 on	lly paid or r before 1 Ja	dina nua	ry shares at 2016
					.		3		y
					Indi 52,00	rect 0 fully	paid ordinar	y sh	ares

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

	Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back	Issue of options were approved at the Annual general Meeting Issue of Convertible notes

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written **clearance was required? **	No
If so, was prior written clearance provided to allow the trade to proceed during this period?
If prior written clearance was provided, on what date was this provided?

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3