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ETHAN ALLEN INTERIORS INC — Director's Dealing 2021
May 7, 2021
32458_dirs_2021-05-07_5dcbec74-5a13-4f8e-8866-c40541c69b86.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ETHAN ALLEN INTERIORS INC (ETH)
CIK: 0000896156
Period of Report: 2021-05-07
Reporting Person: Grow Daniel M. (SVP, Business Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-07 | Common Stock | M | 1500 | $19.07 | Acquired | 4500 | Direct |
| 2021-05-07 | Common Stock | M | 1000 | $20.63 | Acquired | 5500 | Direct |
| 2021-05-07 | Common Stock | S | 2500 | $31.70 | Disposed | 3000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-07 | Stock Option (right to buy) | $19.07 | M | 1500 | Disposed | 2021-07-26 | Common Stock (1500) | Direct |
| 2021-05-07 | Stock Option (right to buy) | $20.63 | M | 1000 | Disposed | 2022-07-31 | Common Stock (1000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2283.72 | Indirect |
Footnotes
F1: The stock option granted on July 26, 2011 vested ratably over four years.
F2: The stock option granted on July 31, 2012 vested ratably over four years.
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