ETHAN ALLEN INTERIORS INC — Director's Dealing 2021

May 7, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ETHAN ALLEN INTERIORS INC (ETH)
CIK: 0000896156
Period of Report: 2021-05-05

Reporting Person: WHITELY COREY (EVP, Administration & CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-05	Common Stock	S	1560.64	$30.87	Disposed	0	Indirect
2021-05-05	Common Stock	M	3333	$26.19	Acquired	24377	Direct
2021-05-05	Common Stock	M	12000	$25.24	Acquired	36377	Direct
2021-05-05	Common Stock	S	15333	$30.58	Disposed	21044	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-05-05	Stock Option (right to buy)	$25.24	M	12000	Disposed	2024-01-31	Common Stock (12000)	Direct
2021-05-05	Stock Option (right to buy)	$26.19	M	3333	Disposed	2025-06-15	Common Stock (3333)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.22 to $31.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2: The performance vested stock options granted on January 31, 2014 fully vested ratably on the 3rd, 4th, and 5th anniversary of Grant Date.

F3: The performance vested stock options granted on June 5, 2015 fully vested ratatbly on the 3rd, 4th, and 5th anniversary of Grant Date.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.84 to $30.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder to the Issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.