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ETHAN ALLEN INTERIORS INC — Director's Dealing 2021
Aug 27, 2021
32458_dirs_2021-08-27_59badcab-e212-41e0-a309-e52a5eb826b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ETHAN ALLEN INTERIORS INC (ETD)
CIK: 0000896156
Period of Report: 2021-08-26
Reporting Person: KATHWARI M FAROOQ (Director, Chairman, President & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-26 | Common Stock | M | 29798 | $23.80 | Acquired | 2081076 | Direct |
| 2021-08-26 | Common Stock | F | 19307 | $23.80 | Disposed | 2061769 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 445776 | Indirect |
| Common Stock | 15364 | Indirect |
| Common Stock | 8565.25 | Indirect |
Footnotes
F1: Represents the number of performance-based restricted stock units, previously granted on July 25, 2018, that were earned and subsequently vested and issued on August 26, 2021.
F2: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 26, 2021.