AI assistant
ETHAN ALLEN INTERIORS INC — Director's Dealing 2021
Sep 17, 2021
32458_dirs_2021-09-17_83582909-687f-48eb-bf68-61c7d5ca39b1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ETHAN ALLEN INTERIORS INC (ETD)
CIK: 0000896156
Period of Report: 2021-09-15
Reporting Person: KATHWARI M FAROOQ (Director, Chairman, President & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-15 | Common Stock | G | 40000 | $24.99 | Disposed | 2021769 | Direct |
| 2021-09-15 | Common Stock | G | 40000 | $24.99 | Acquired | 40000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 445776 | Indirect |
| Common Stock | 15364 | Indirect |
| Common Stock | 8565.25 | Indirect |
Footnotes
F1: These securities represent bona fide gifts by the reporting person to four irrevocable trusts held in the names of the reporting person's grandchildren as beneficiaries. Shares are equally held in each of the four irrevocable trusts, of which the reporting person's spouse and other members of his family are trustees.
F2: The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on September 15, 2021, the date the gifting of shares were transacted.