ETHAN ALLEN INTERIORS INC — Director's Dealing 2021

Dec 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ETHAN ALLEN INTERIORS INC (ETD)
CIK: 0000896156
Period of Report: 2021-12-16

Reporting Person: KATHWARI M FAROOQ (Director, Chairman, President & CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-16	Common Stock	G	70000	$25.44	Disposed	1951769	Direct
2021-12-16	Common Stock	G	60000	$25.44	Acquired	100000	Indirect
2021-12-16	Common Stock	G	10000	$25.44	Acquired	455776	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	15364	Indirect
Common Stock	8565.25	Indirect

Footnotes

F1: These securities represent bona fide gifts by the reporting person to four irrevocable trusts held in the names of the reporting person's grandchildren as beneficiaries. Shares are equally held in each of the four irrevocable trusts, of which the reporting person's spouse and other members of his family are trustees.

F2: The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on December 16, 2021, the date the gifting of shares were transacted.

F3: These securities represent bona fide gifts by the reporting person to The Irfan Kathwari Foundation.