ETHAN ALLEN INTERIORS INC — Director's Dealing 2018

Oct 19, 2018

SEC Form 4/A — Form 4/A

Issuer: ETHAN ALLEN INTERIORS INC (ETH)
CIK: 0000896156
Period of Report: 2018-01-24

Reporting Person: KATHWARI M FAROOQ (Director, Chairman, President & CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-01-24	Common Stock	D	16234	—	Disposed	1967259	Direct
2018-09-21	Common Stock	M	40000	$15.93	Acquired	2007259	Direct
2018-09-21	Common Stock	J	37882	$21.51	Disposed	1969377	Direct

Footnotes

F1: This Form 4/A is being filed to correct a scrivener's error in the amount of securities beneficially owned after the reported transaction on the original Form 4 filed on September 25, 2018.

F2: This Form 4/A is being filed to correct a scrivener's error in the price of the securities acquired on the original Form 4 filed on September 25, 2018.

F3: This Form 4/A is being filed to correct a scrivener's error in Footnote (2) on the original Form 4 filed on September 25, 2018, which noted "(2) Represents the exercise of 40,000 stock options, of which 50,000 were granted to the reporting person on November 11, 2018." This should have read instead, "(2) Represents the exercise of 40,000 stock options, of which 50,000 were granted to the reporting person on November 11, 2008."

F4: Disposition of shares to cover exercise price and tax liabilities incurred to exercise options as set forth in Footnote (3) above.