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ETHAN ALLEN INTERIORS INC — Director's Dealing 2012
Nov 29, 2012
32458_dirs_2012-11-29_10296132-8c0d-4381-b97d-def876d5b3f0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ETHAN ALLEN INTERIORS INC (ETH)
CIK: 0000896156
Period of Report: 2011-11-27
Reporting Person: Callen David R (VP Finance & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-27 | Common Stock | M | 1200 | $25.71 | Acquired | 3700 | Direct |
| 2012-11-27 | Common Stock | S | 1200 | $29.2625 | Disposed | 2500 | Direct |
| 2012-11-27 | Common Stock | M | 1500 | $17.60 | Acquired | 4000 | Direct |
| 2012-11-27 | Common Stock | S | 1500 | $29.2413 | Disposed | 2500 | Direct |
| 2012-11-27 | Common Stock | M | 1875 | $11.74 | Acquired | 4375 | Direct |
| 2012-11-27 | Common Stock | S | 1875 | $29.2205 | Disposed | 2500 | Direct |
| 2012-11-27 | Common Stock | M | 500 | $19.07 | Acquired | 3000 | Direct |
| 2012-11-27 | Common Stock | S | 500 | $29.27 | Disposed | 2500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-27 | Stock Option (right to buy) | $25.71 | M | 1200 | Disposed | 2018-06-20 | Common Stock (1200) | Direct |
| 2012-11-27 | Stock Option (right to buy) | $17.60 | M | 1500 | Disposed | 2018-11-05 | Common Stock (1500) | Direct |
| 2012-11-27 | Stock Option (right to buy) | $11.74 | M | 1875 | Disposed | 2019-11-12 | Comon Stock (1875) | Direct |
| 2012-11-27 | Stock Option (right to buy) | $19.07 | M | 500 | Disposed | 2021-07-26 | Common Stock (500) | Direct |
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