AI assistant
ESTEE LAUDER COMPANIES INC — Director's Dealing 2020
Aug 12, 2020
30130_dirs_2020-08-12_f0eb6efd-26d8-47fd-9637-a7d9dc22191f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESTEE LAUDER COMPANIES INC (EL)
CIK: 0001001250
Period of Report: 2020-08-11
Reporting Person: TRAVIS TRACEY THOMAS (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-11 | Class A Common Stock | M | 44862 | $59.78 | Acquired | 76201 | Direct |
| 2020-08-11 | Class A Common Stock | S | 44862 | $207 | Disposed | 31339 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-11 | Option (Right to Buy) | $59.78 | M | 44862 | Disposed | 2022-09-04 | Class A Common Stock (44862) | Direct |
Footnotes
F1: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 36,954 shares exercisable from and after January 1, 2014; 36,954 shares exercisable from and after January 1, 2015; and 36,954 shares exercisable from and after January 1, 2016.
F2: The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on June 10, 2020.
F3: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.
F4: Sales price range from $207.00 to $207.03.
F5: Not applicable.