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ESTEE LAUDER COMPANIES INC — Director's Dealing 2013
Nov 13, 2013
30130_dirs_2013-11-13_00de233d-4427-4723-9cdf-7b65a384f9e5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESTEE LAUDER COMPANIES INC (EL)
CIK: 0001001250
Period of Report: 2013-11-12
Reporting Person: Lauder Jane A. Trust u/a/d 11/6/2003 (10% Owner)
Reporting Person: TRUST F/B/O LAUDER AERIN & JANE U/A/D 12/15/76 BY ESTEE &JHL (10% Owner)
Reporting Person: TRUST F/B/O LAUDER AERIN & JANE U/A/D 12/15/76 BY R S LAUDER (10% Owner)
Reporting Person: LAUDER JANE (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-12 | Class B Common Stock | $ | J | 4721432 | Disposed | Class A Common Stock (4721432) | Direct | |
| 2013-11-12 | Class B Common Stock | $ | J | 4721432 | Acquired | Class A Common Stock (4721432) | Direct | |
| 2013-11-12 | Class B Common Stock | $ | J | 2881824 | Disposed | Class A Common Stock (2881824) | Direct | |
| 2013-11-12 | Class B Common Stock | $ | J | 2881824 | Acquired | Class A Common Stock (2881824) | Direct |
Footnotes
F1: Shares of Class B Common Stock may be converted immediately into Class A Common Stock on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
F2: The Reporting Person acquired the shares of Class B Common Stock as a distribution from the separate share trust f/b/o Jane Lauder within Trust f/b/o Aerin Lauder & Jane Lauder u/a/d 12/15/76 by Estee & JHL, the full name of which is Trust f/b/o Aerin Lauder and Jane Lauder, u/a/d December 15, 1976 Created by Estee Lauder and Joseph H. Lauder, as Grantors.
F3: Amount reflects the two-for-one stock split of the Issuer on January 20, 2012.
F4: Shares held by the Reporting Person are beneficially owned indirectly by Jane Lauder.
F5: The Reporting Person acquired the shares of Class B Common Stock as a distribution from the separate share trust f/b/o Jane Lauder within the Trust f/b/o Aerin Lauder & Jane Lauder u/a/d 12/15/76 by RSL, the full name of which is Trust f/b/o Aerin Lauder and Jane Lauder, u/a/d December 15, 1976 Created by Ronald S. Lauder, as Grantor.