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Essential Utilities, Inc. — Director's Dealing 2020
Feb 29, 2020
30565_dirs_2020-02-28_602d29a7-cee3-41bf-9d87-faf8043bb78f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Essential Utilities, Inc. (WTRG)
CIK: 0000078128
Period of Report: 2020-02-24
Reporting Person: Luning Christopher Paul (Sr. VP, General Counsel & Sec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-24 | Common Stock | A | 7835 | — | Acquired | 55926.04 | Direct |
| 2020-02-24 | Common Stock | F | 4740 | $53.32 | Disposed | 51186.04 | Direct |
| 2020-02-26 | Common Stock | A | 2811 | — | Acquired | 53997.04 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401k | 1486.4555 | Indirect |
Footnotes
F1: Represents acquisition of shares upon the earning and vesting of performance-based share units awarded on 02/22/2017. Vesting determination was made by the Compensation Committee on 02/12/2020. Represents vesting at 159.91%.
F2: Includes additional shares acquired under the Issuer's Employee Stock Purchase Program since the date of the reporting person's last ownership report.
F3: Disposition to issuer for tax obligations upon the vesting of restricted stock units and performance-based share units.
F4: Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on 02/26/2023.
F5: Includes share acquired under the Company's 401k plan since the last filing.