Essential Utilities, Inc. — Director's Dealing 2019

Mar 4, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AQUA AMERICA INC (WTR)
CIK: 0000078128
Period of Report: 2019-02-28

Reporting Person: Rhodes Matthew (EVP, Strategy & Corp Dev)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-02-28	Common Stock	A	2846	—	Acquired	16194	Direct
2019-02-28	Common Stock	F	2340	$35.605	Disposed	13854	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-02-28	Stock Options (Right to Buy)	$35.94	A	43694	Acquired	2029-02-28	Common Stock (43694)	Direct

Footnotes

F1: Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on February 28, 2022.

F2: Disposition to issuer for tax obligations upon the vesting of restricted stock units.

F3: Grant of 43,694 shares of stock options which vest one-third each year on the anniversary of the grant, subject to the achievement of designated performance goals.