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Essential Utilities, Inc. Director's Dealing 2018

Mar 1, 2018

30565_dirs_2018-03-01_2b10bcb8-8c21-4fc6-b3f2-0cd8f9c3d344.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AQUA AMERICA INC (WTR)
CIK: 0000078128
Period of Report: 2018-02-27

Reporting Person: SMELTZER DAVID (Executive VP & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-27 Common Stock A 3586 Acquired 81273.2 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-27 Stock Options (Right to Buy) $34.51 A 9893 Acquired 2028-02-27 Common Stock (9893) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 401k 29763.11 Indirect

Footnotes

F1: Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on February 27, 2021.

F2: Includes shares acquired under the Company's 401k plan since the last filing.

F3: Grant of 9,893 shares of stock options which vest one-third each year on the anniversary of the grant.