Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Essential Utilities, Inc. Director's Dealing 2013

Jul 10, 2013

30565_dirs_2013-07-10_a7081b06-0c15-4751-8164-478dc2e7fae6.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AQUA AMERICA INC (WTR)
CIK: 0000078128
Period of Report: 2013-07-08

Reporting Person: Franklin Chris (Exec. VP & COO Reg. Ops)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-07-08 Common Stock M 4284 $16.1475 Acquired 27477 Direct
2013-07-08 Common Stock F 2192 $31.56 Disposed 25285 Direct
2013-07-08 Common Stock M 5983 $18.3338 Acquired 31268 Direct
2013-07-08 Common Stock F 3476 $31.56 Disposed 27792 Direct
2013-07-08 Common Stock M 1375 $23.26 Acquired 29167 Direct
2013-07-08 Common Stock F 1014 $31.56 Disposed 28153 Direct
2013-07-08 Common Stock M 5294 $20.18 Acquired 33447 Direct
2013-07-08 Common Stock F 3386 $31.56 Disposed 30061 Direct
2013-07-09 Common Stock M 352 $23.26 Acquired 30413 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-07-08 Stock Options (Right to Buy) $16.1475 M 4284 Disposed 2014-03-01 Common Stock (4284) Direct
2013-07-08 Stock Options (Right to Buy) $18.3338 M 5983 Disposed 2015-02-28 Common Stock (5983) Direct
2013-07-08 Stock Options (Right to Buy) $23.26 M 1375 Disposed 2017-02-22 Common Stock (1375) Direct
2013-07-08 Stock Options (Right to Buy) $20.18 M 5294 Disposed 2018-02-26 Common Stock (5294) Direct
2013-07-09 Stock Options (Right to Buy) $23.26 M 352 Disposed 2017-02-22 Common Stock (352) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 401k 7800.82 Direct

Footnotes

F1: Shares disposed of as part of a stock swap to exercise stock options.

F2: Includes 143.48 additional shares acquired under the Company's 401k plan since the last filing.