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Essential Utilities, Inc. — Director's Dealing 2011
Nov 1, 2011
30565_dirs_2011-11-01_24607762-d704-4a68-9f8a-9c65aabab44a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AQUA AMERICA INC (WTR)
CIK: 0000078128
Period of Report: 2011-10-28
Reporting Person: DEBENEDICTIS NICHOLAS (Director, CHAIRMAN & PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-10-28 | Common Stock-GRAT | J | 55078 | $22.235 | Disposed | 65777.878 | Indirect |
| 2011-10-28 | Common Stock Ownership By Spouse | J | 55078 | $22.235 | Acquired | 55078 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 225312.95 | Direct |
| Common Stock-GRAT | 120855.878 | Indirect |
| Common Stock-GRAT | 120776 | Indirect |
| Common Stock-GRAT | 120776 | Indirect |
| Common Stock - IRA | 3993.09 | Direct |
| Common Stock - IRA | 3192.58 | Indirect |
| Common Stock 401k | 14245.88 | Indirect |
Footnotes
F1: On October 28, 2011, the reporting person's spouse distributed shares from a grantor retained annuity trust ("GRAT") to an individual account in the spouse's name. These shares were previously reported as indirectly beneficially owned by the reporting person's spouse by virtue of his spouse serving as trustee of the GRAT and will continue to be reported as indirectly beneficially owned in the individual account.
F2: Includes 29.16 shares acquired under the Issuer's dividend reinvestment plan since the date of the reporting person's last ownership report.
F3: Includes 23.67 shares acquired under the Issuer's dividend reinvestment plan since the date of the reporting person's last ownership report.
F4: Since the date of the reporting person's last ownership report, the reporting person acquired 302.18 shares under the Issuer's 401k Plan.