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Essential Utilities, Inc. — Director's Dealing 2006
Nov 16, 2006
30565_dirs_2006-11-16_5ba6ca6b-f9ef-4438-b2cd-a3961fe2bc27.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AQUA AMERICA INC (WTR)
CIK: 0000078128
Period of Report: 2006-11-14
Reporting Person: SMELTZER DAVID (SR. VICE PRESIDENT & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-11-14 | Common Stock | S | 5000 | $24.2164 | Disposed | 32580.1 | Direct |
| 2006-11-15 | Common Stock | S | 9000 | $24.2479 | Disposed | 23580.1 | Direct |
| 2006-11-16 | Common Stock | M | 3013 | $7.0425 | Acquired | 26593.1 | Direct |
| 2006-11-16 | Common Stock | M | 3709 | $11.46 | Acquired | 30302.1 | Direct |
| 2006-11-16 | Common Stock | S | 11000 | $24.5437 | Disposed | 19302.1 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-11-16 | Stock Options (Right to buy) | $7.0425 | M | 3013 | Disposed | 2010-03-06 | Common Stock (3013) | Direct |
| 2006-11-16 | Stock Options (Right to buy) | $11.46 | M | 3709 | Disposed | 2011-03-06 | Common Stock (3709) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK 401K | 14431.6761 | Direct |
| Restricted | 5000 | Direct |
Footnotes
F1: Shares sold in conjunction with 10b5-1 Plan
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