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ESSA Pharma Inc. — Director's Dealing 2021
Jan 27, 2021
35249_dirs_2021-01-26_4c027776-e034-46c2-b098-a2540e11d831.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ESSA Pharma Inc. (EPIX)
CIK: 0001633932
Period of Report: 2020-12-11
Reporting Person: Brettman Ari David (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-11 | Stock Option (Right to Buy) | $7.00 | A | 16500 | Acquired | 2030-12-11 | Common Shares (16500) | Direct |
Footnotes
F1: Vesting terms have been amended such that 100% of the options vest after 12 months from the date of grant.
F2: The Reporting Person disclaims beneficial ownership of these securities and the inclusion of the securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purpose. The Reporting Person is an employee of The Blackstone Group Inc. or one of its affiliates ("Blackstone"). Pursuant to arrangements between the Reporting Person and Blackstone, the Reporting Person is required to transfer to Blackstone any and all compensation received in connection with his directorship for any company Blackstone invests in or advises.