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ESSA Pharma Inc. — Director's Dealing 2020
Oct 2, 2020
35249_dirs_2020-10-01_6606ba32-d59d-4440-a321-fc67a2d448d0.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ESSA Pharma Inc. (EPIX)
CIK: 0001633932
Period of Report: 2020-10-01
Reporting Person: Brettman Ari David (Director)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options | $3.23 | 2029-10-04 | Common Shares (25000) | Direct | |
| Options | $4.67 | 2029-10-30 | Common Shares (25000) | Direct |
Footnotes
F1: The Reporting Person disclaims beneficial ownership of these securities and the inclusion of the securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purpose. The Reporting Person is an employee of The Blackstone Group Inc. or one of its affiliates ("Blackstone"). Pursuant to arrangements between the Reporting Person and Blackstone, the Reporting Person is required to transfer to Blackstone any and all compensation received in connection with his directorship for any company Blackstone invests in or advises.