AI assistant
Esquire Financial Holdings, Inc. — Director's Dealing 2019
Dec 23, 2019
32345_dirs_2019-12-23_ee15512e-5fcc-4d06-9c9b-e12e6b4762f9.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Esquire Financial Holdings, Inc. (ESQ)
CIK: 0001531031
Period of Report: 2019-12-19
Reporting Person: Bader Eric S (EVP, COO and Corp Sec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-19 | Common Stock | A | 16250 | $0.00 | Acquired | 43750 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $12.50 | 2020-01-04 | Common Stock (20000) | 20000 | Direct |
| Stock Options | $12.50 | 2024-08-01 | Common Stock (6550) | 6550 | Direct |
| Stock Options | $12.50 | 2025-09-01 | Common Stock (17785) | 17785 | Direct |
| Stock Options | $12.50 | 2026-09-01 | Common Stock (29125) | 29125 | Direct |
Footnotes
F1: Shares of restricted stock vest in three equal annual installments commencing on December 19, 2023.
F2: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.
F3: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.
F4: Stock options are fully vested.
F5: Stock options vest at a rate of 20% per year commencing on September 1, 2016.
F6: Stock options vest at a rate of 20% per year commencing on September 1, 2017.