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ESPEY MFG & ELECTRONICS CORP — Director's Dealing 2018
Sep 19, 2018
34112_dirs_2018-09-19_1ea0f2c1-6e08-4aa2-8ab6-41d70344f8d9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESPEY MFG & ELECTRONICS CORP (ESP)
CIK: 0000033533
Period of Report: 2018-09-18
Reporting Person: MURPHY PEGGY A (Corporate Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-18 | Common Stock - $.33 1/3 par value | M | 400 | $19.20 | Acquired | 600 | Direct |
| 2018-09-18 | Common Stock - $.33 1/3 par value | M | 800 | $17.09 | Acquired | 1400 | Direct |
| 2018-09-18 | Common Stock - $.33 1/3 par value | S | 1200 | $31.448 | Disposed | 200 | Direct |
| 2018-09-19 | Common Stock - $.33 1/3 par value | M | 400 | $17.09 | Acquired | 600 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-18 | Stock Option | $17.09 | M | 800 | Disposed | 2019-02-20 | Common Stock (800) | Direct |
| 2018-09-18 | Stock Option | $19.20 | M | 400 | Disposed | 2020-08-19 | Common Stock (400) | Direct |
| 2018-09-19 | Stock Option | $17.09 | M | 400 | Disposed | 2019-02-20 | Common Stock (400) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock - $.33 1/3 par value | 11448 | Indirect |
Footnotes
F1: Since the date of the reporting person's last ownership report, the reporting person received an allocation of 329 shares
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