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ESPEY MFG & ELECTRONICS CORP Director's Dealing 2018

Sep 19, 2018

34112_dirs_2018-09-19_1ea0f2c1-6e08-4aa2-8ab6-41d70344f8d9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESPEY MFG & ELECTRONICS CORP (ESP)
CIK: 0000033533
Period of Report: 2018-09-18

Reporting Person: MURPHY PEGGY A (Corporate Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-09-18 Common Stock - $.33 1/3 par value M 400 $19.20 Acquired 600 Direct
2018-09-18 Common Stock - $.33 1/3 par value M 800 $17.09 Acquired 1400 Direct
2018-09-18 Common Stock - $.33 1/3 par value S 1200 $31.448 Disposed 200 Direct
2018-09-19 Common Stock - $.33 1/3 par value M 400 $17.09 Acquired 600 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-09-18 Stock Option $17.09 M 800 Disposed 2019-02-20 Common Stock (800) Direct
2018-09-18 Stock Option $19.20 M 400 Disposed 2020-08-19 Common Stock (400) Direct
2018-09-19 Stock Option $17.09 M 400 Disposed 2019-02-20 Common Stock (400) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock - $.33 1/3 par value 11448 Indirect

Footnotes

F1: Since the date of the reporting person's last ownership report, the reporting person received an allocation of 329 shares