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ESPEY MFG & ELECTRONICS CORP Director's Dealing 2018

Sep 21, 2018

34112_dirs_2018-09-21_e5ae70e0-b003-42fc-915f-68a72b864891.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESPEY MFG & ELECTRONICS CORP (ESP)
CIK: 0000033533
Period of Report: 2018-09-19

Reporting Person: ONEIL DAVID A (Director, Executive VP/CFO/Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-09-19 Common Stock - $.33 1/3 par value M 222 $17.09 Acquired 10222 Direct
2018-09-19 Common Stock - $.33 1/3 par value S 100 $31.50 Disposed 10122 Direct
2018-09-19 Common Stock - $.33 1/3 par value S 100 $31.55 Disposed 10022 Direct
2018-09-19 Common Stock - $.33 1/3 par value S 15 $31.70 Disposed 10007 Direct
2018-09-19 Common Stock - $.33 1/3 par value S 7 $31.52 Disposed 10000 Direct
2018-09-20 Common Stock - $.33 1/3 par value M 1778 $17.09 Acquired 11778 Direct
2018-09-20 Common Stock - $.33 1/3 par value S 1778 $32.1188 Disposed 10000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-09-19 Stock Option $17.09 M 222 Disposed 2019-02-19 Common Stock (222) Direct
2018-09-20 Stock Option $17.09 M 778 Disposed 2019-02-19 Common Stock (1778) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock - $.33 1/3 par value 14743 Indirect

Footnotes

F1: Since the date of the reporting person's last ownership report, the reporting person received an allocation of 528 shares