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ESPEY MFG & ELECTRONICS CORP — Director's Dealing 2018
Sep 21, 2018
34112_dirs_2018-09-21_e5ae70e0-b003-42fc-915f-68a72b864891.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESPEY MFG & ELECTRONICS CORP (ESP)
CIK: 0000033533
Period of Report: 2018-09-19
Reporting Person: ONEIL DAVID A (Director, Executive VP/CFO/Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-19 | Common Stock - $.33 1/3 par value | M | 222 | $17.09 | Acquired | 10222 | Direct |
| 2018-09-19 | Common Stock - $.33 1/3 par value | S | 100 | $31.50 | Disposed | 10122 | Direct |
| 2018-09-19 | Common Stock - $.33 1/3 par value | S | 100 | $31.55 | Disposed | 10022 | Direct |
| 2018-09-19 | Common Stock - $.33 1/3 par value | S | 15 | $31.70 | Disposed | 10007 | Direct |
| 2018-09-19 | Common Stock - $.33 1/3 par value | S | 7 | $31.52 | Disposed | 10000 | Direct |
| 2018-09-20 | Common Stock - $.33 1/3 par value | M | 1778 | $17.09 | Acquired | 11778 | Direct |
| 2018-09-20 | Common Stock - $.33 1/3 par value | S | 1778 | $32.1188 | Disposed | 10000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-19 | Stock Option | $17.09 | M | 222 | Disposed | 2019-02-19 | Common Stock (222) | Direct |
| 2018-09-20 | Stock Option | $17.09 | M | 778 | Disposed | 2019-02-19 | Common Stock (1778) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock - $.33 1/3 par value | 14743 | Indirect |
Footnotes
F1: Since the date of the reporting person's last ownership report, the reporting person received an allocation of 528 shares
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