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ESPEY MFG & ELECTRONICS CORP Director's Dealing 2017

Dec 29, 2017

34112_dirs_2017-12-29_cbb63aa1-94c6-433f-9c49-b6805257e94d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESPEY MFG & ELECTRONICS CORP (ESP)
CIK: 0000033533
Period of Report: 2017-12-27

Reporting Person: Sparano Katrina Leonore (Asst. Treasurer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-12-27 Stock Option $21.75 A 2000 Acquired 2027-10-10 Common Stock (2000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock - $.33 1/3 par value 4652 Indirect
Common Stock - $.33 1/3 par value 345 Direct

Footnotes

F1: Since the date of the reporting person's last ownership report, the reporting person received an allocation of 323 shares in her ESOP account..

F2: The option grant was approved by the Corporation's Board of Directors on October 10, 2017, subject to shareholder approval of the plan under which the option was granted, the filing of a registration statement on Form S-8 with the Securities and Exchange Commission, and the approval of an additional listing application by the NYSE MKT. The Corporation's shareholders approved the plan on December 1, 2017, the registration statement on Form S-8 was filed with the SEC on December 4, 2017, and the NYSE MKT approved the application on December 27, 2017.