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ESPEY MFG & ELECTRONICS CORP Director's Dealing 2016

Mar 1, 2016

34112_dirs_2016-03-01_3924dadc-aff7-45ea-9394-2ac401f0f8d3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESPEY MFG & ELECTRONICS CORP (ESP)
CIK: 0000033533
Period of Report: 2016-02-29

Reporting Person: HELMETAG CARL (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-29 Common Stock- $.33 1/3 par value P 250 $25.25 Acquired 17169 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock- $.33 1/3 par value 1504 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $18.29 2017-02-21 Common Stock (1400) 1400 Direct
Stock Option $21.54 2018-05-23 Common Stock (1400) 2800 Direct
Stock Option $17.09 2019-02-20 Common Stock (1400) 4200 Direct
Stock Option $19.20 2020-08-19 Common Stock (1600) 5800 Direct
Stock Option $25.10 2021-08-26 Common Stock (1600) 7400 Direct
Stock Option $25.18 2022-06-01 Common Stock (1600) 9000 Direct
Stock Option $27.22 2025-08-23 Common Stock (1600) 10600 Direct
Stock Option $26.09 2025-06-12 Common Stock (1600) 12200 Direct

Footnotes

F1: SEP IRA account