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ESPEY MFG & ELECTRONICS CORP Director's Dealing 2016

Mar 7, 2016

34112_dirs_2016-03-07_86a2c11f-b32e-4080-81aa-7acf233b1173.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESPEY MFG & ELECTRONICS CORP (ESP)
CIK: 0000033533
Period of Report: 2016-03-03

Reporting Person: MURPHY PEGGY A (Corporate Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-03 Common Stock - $.33 1/3 par value A 700 $17.80 Acquired 700 Direct
2016-03-03 Common Stock - $.33 1/3 par value A 1000 $18.29 Acquired 1700 Direct
2016-03-03 Common Stock - $.33 1/3 par value D 1700 $25.00 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-03-03 Stock Option $17.80 M 700 Disposed 2016-05-19 Common Stock (700) Direct
2016-03-03 Stock Option $18.29 M 1000 Disposed 2017-02-21 Common Stock (1000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock - $.33 1/3 par value 10382 Indirect

Footnotes

F1: Since the date of the reporting person's last ownership report she received an allocation of 376 shares to her ESOP account and disposed of 1,500 shares held in her ESOP account pursuant to a diversification election made under the Internal Revenue Code.