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ESPEY MFG & ELECTRONICS CORP Director's Dealing 2016

Mar 24, 2016

34112_dirs_2016-03-24_2bdf749e-bb8c-46db-ae18-e1bfff97e85d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESPEY MFG & ELECTRONICS CORP (ESP)
CIK: 0000033533
Period of Report: 2016-03-23

Reporting Person: Sparano Katrina Leonore (Asst. Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-23 Common Stock - $.33 1/3 par value A 600 $17.80 Acquired 945 Direct
2016-03-23 Common Stock - $.33 1/3 par value A 1000 $18.29 Acquired 1945 Direct
2016-03-23 Common Stock - $.33 1/3 par value D 1600 $25.00 Disposed 345 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-03-23 Stock Option $17.80 M 600 Disposed 2016-05-19 Common Stock (600) Direct
2016-03-23 Stock Option $18.29 M 1000 Disposed 2017-02-21 Common Stock (1000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock - $.33 1/3 par value 3991 Indirect

Footnotes

F1: Since the date of the reporting person's last ownership report she received an allocation of 388 shares to her ESOP account.