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ESPEY MFG & ELECTRONICS CORP — Director's Dealing 2016
Mar 24, 2016
34112_dirs_2016-03-24_2bdf749e-bb8c-46db-ae18-e1bfff97e85d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESPEY MFG & ELECTRONICS CORP (ESP)
CIK: 0000033533
Period of Report: 2016-03-23
Reporting Person: Sparano Katrina Leonore (Asst. Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-23 | Common Stock - $.33 1/3 par value | A | 600 | $17.80 | Acquired | 945 | Direct |
| 2016-03-23 | Common Stock - $.33 1/3 par value | A | 1000 | $18.29 | Acquired | 1945 | Direct |
| 2016-03-23 | Common Stock - $.33 1/3 par value | D | 1600 | $25.00 | Disposed | 345 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-23 | Stock Option | $17.80 | M | 600 | Disposed | 2016-05-19 | Common Stock (600) | Direct |
| 2016-03-23 | Stock Option | $18.29 | M | 1000 | Disposed | 2017-02-21 | Common Stock (1000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock - $.33 1/3 par value | 3991 | Indirect |
Footnotes
F1: Since the date of the reporting person's last ownership report she received an allocation of 388 shares to her ESOP account.
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