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ESPEY MFG & ELECTRONICS CORP Director's Dealing 2016

Dec 13, 2016

34112_dirs_2016-12-13_28c331d1-41b6-42a4-be43-43ec70d34c1e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESPEY MFG & ELECTRONICS CORP (ESP)
CIK: 0000033533
Period of Report: 2016-12-12

Reporting Person: Sparano Katrina Leonore (Asst. Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-12 Common Stock - $.33 1/3 par value M 1500 $17.09 Acquired 1845 Direct
2016-12-12 Common Stock - $.33 1/3 par value S 1500 $26.50 Disposed 345 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-12-12 Stock Option $17.09 M 1500 Disposed 2019-02-20 Common Stock (1500) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock - $.33 1/3 par value 4329 Direct

Footnotes

F1: ESOP Trust