ESPEY MFG & ELECTRONICS CORP — Director's Dealing 2014

Jun 12, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESPEY MFG & ELECTRONICS CORP (ESP)
CIK: 0000033533
Period of Report: 2014-06-11

Reporting Person: St Pierre Mark Francis (Director, President/CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-06-11	Common Stock - $.33 1/3 par value	A	1835	$15.95	Acquired	2500	Direct
2014-06-11	Common Stock - $.33 1/3 par value	A	4000	$19.20	Acquired	6500	Direct
2014-06-11	Common Stock - $.33 1/3 par value	D	5835	$24.05	Disposed	665	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-06-11	Stock Option	$15.95	D	1835	Disposed	2019-08-03	Common Stock (1835)	Direct
2014-06-11	Stock Option	$19.20	D	4000	Disposed	2020-08-19	Common Stock (4000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock - $.33 1/3 par value	2355	Indirect
Common Stock - $.33 1/3 par value	1835	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$25.10	2021-08-26	Common Stock (4000)	4000	Direct
Stock Option	$25.18	2022-06-01	Common Stock (4000)	8000	Direct
Stock Option	$27.22	2023-08-23	Common Stock (4000)	12000	Direct

Footnotes

F1: IRA Account