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ESPEY MFG & ELECTRONICS CORP Director's Dealing 2012

Nov 28, 2012

34112_dirs_2012-11-28_1a6983f0-b5e8-439c-93ad-4202d041a19c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESPEY MFG & ELECTRONICS CORP (ESP)
CIK: 0000033533
Period of Report: 2012-11-27

Reporting Person: PINSLEY HOWARD M (Director, Chairman of the Board)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-06-30 Common Stock - $.33 1/3 par value A 2858 Acquired 33763 Indirect
2012-11-27 Common Stock - $.33 1/3 par value M 4000 $17.36 Acquired 69013 Direct
2012-11-27 Common Stock - $.33 1/3 par value M 4000 $17.80 Acquired 73013 Direct
2012-11-27 Common Stock - $.33 1/3 par value M 4000 $18.29 Acquired 77013 Direct
2012-11-27 Common Stock - $.33 1/3 par value M 4000 $17.09 Acquired 81013 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-11-27 Stock Option $17.36 M 4000 Disposed 2015-10-13 Common Stock (4000) Direct
2012-11-27 Stock Option $17.80 M 4000 Disposed 2016-05-19 Common Stock (4000) Direct
2012-11-27 Stock Option $18.29 M 4000 Disposed 2017-02-21 Common Stock (4000) Direct
2012-11-27 Stock Option $17.09 M 4000 Disposed 2019-02-20 Common Stock (4000) Direct

Footnotes

F1: ESOP transaction as provided to Reporting Person confirming the allocation of shares to the Reporting Person's account as of June 30, 2012.