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ESPEY MFG & ELECTRONICS CORP — Director's Dealing 2011
Aug 30, 2011
34112_dirs_2011-08-30_c492af84-808d-4986-b2ca-226f2be1923d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESPEY MFG & ELECTRONICS CORP (ESP)
CIK: 0000033533
Period of Report: 2011-08-26
Reporting Person: St Pierre Mark Francis (Director, President/CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-08-26 | Stock Option | $25.10 | A | 4000 | Acquired | 2021-08-26 | Common Stock (4000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock - $.33 1/3 par value | 100 | Direct |
| Common Stock - $.33 1/3 par value | 784 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $15.95 | 2019-08-03 | Common Stock (2500) | 0 | Direct |
| Stock Option | $19.20 | 2020-08-19 | Common Stock (4000) | 0 | Direct |
Footnotes
F1: IRA Account
F2: ESOP Trust
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