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Esperion Therapeutics, Inc. — Director's Dealing 2017
Dec 20, 2017
32771_dirs_2017-12-20_3bfb7c3c-e6a9-4fb7-b8e4-caa1b0bc4ac2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Esperion Therapeutics, Inc. (ESPR)
CIK: 0001434868
Period of Report: 2017-12-18
Reporting Person: GOLDSTEIN DOV A MD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-18 | Common Stock | M | 21471 | $3.70 | Acquired | 21518 | Direct |
| 2017-12-18 | Common Stock | J | 21471 | $0.00 | Disposed | 47 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-18 | Stock Option (right to buy) | $3.70 | M | 21471 | Disposed | 2023-04-11 | Common Stock (21471) | Direct |
Footnotes
F1: The reporting person was formerly a managing partner at Aisling Capital, which is an affiliate of Aisling Capital II, L.P. ("Aisling"). Under the partnership agreement for the Aisling, the reporting person was deemed to hold the stock option and the shares issuable thereunder for the benefit of Aisling. The stock option was exercised at the direction of Aisling and the shares issued upon exercise were delivered to Aisling. The reporting person disclaims beneficial ownership of the stock option and the shares issuable thereunder, except to the extent of his pecuniary interest therein.