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ESCALADE INC Director's Dealing 2025

Mar 4, 2025

33800_dirs_2025-03-04_bd81b6fc-d694-4677-b4df-bc93a68e94f8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2025-03-02

Reporting Person: Griffin Patrick J (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-03-02 Common Stock M 1667 Acquired 553765.2290 Direct
2025-03-03 Common Stock M 1850 Acquired 555615.2290 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2025-03-02 Restricted Stock Units $ M 1667 Disposed 2025-03-02 Common Stock (1667) Direct
2025-03-03 Restricted Stock Units $ M 1850 Disposed 2026-03-03 Common Stock (1850) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2000 Indirect
Common Stock 1326736 Indirect
Common Stock 300000 Indirect
Common Stock 614964.629 Indirect

Footnotes

F1: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2: Mr. Griffin disclaims beneficial interest in shares held by his adult son, except to the extent of his pecuniary interest therein.

F3: Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership, except to the extent of his pecuniary interest therein.

F4: Mr. Griffin disclaims beneficial ownership in shares held by a revocable trust owned by his mother, except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 300,000 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary.

F5: Mr. Griffin disclaims beneficial ownership in shares held by an irrevocable trust (previously owned by his late father), except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 614,964.629 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary.

F6: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F7: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested on March 2, 2023 and 1,667 RSUs vested on March 2, 2024, as previously reported . An additional 1,667 RSUs vested on March 2, 2025 and settled on March 3, 2025, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.

F8: On March 3, 2023, the reporting person was granted 5,550 RSUs pursuant to the Escalade 2017 Plan, of which 1,850 RSUs vested on March 3, 2024 , as previously reported. An additional 1,850 RSUs vested and settled on March 3, 2025, as reported on this Form 4. The remaining 1,850 RSUs will vest on March 3, 2026, provided that the reporting person remains an officer or director of Escalade. All RSUs settle in shares of ESCA common stock.